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Information for Community Assistants (CAs), Head
Community Assistants (HCAs), and Student Managers (SMs)

What is my role in the disciplinary process?

As a staff member, after confronting an incident, you should:

  • Meet with all involved students to ensure that they understand why their behavior was confronted and documented

  • Explain the policies related to the incident and the rationales behind them

  • Share your perspective of the incident, ask for each student's perspective, and ask how the students are feeling

  • Discuss behaviors and actions, not personalities

  • Explain that the students will meet with the Residence/Graduate Director to determine consequences for their behavior(s) or be referred to the formal judicial process

What Important things should I remember?

  • Your Residence/Graduate Director will decide how to respond to an incident.  Please don’t
    make promises about something that is out of your control.

  • CAs and HCAs are only informed of the results of an IRC or judicial
    hearing if they were physically victimized during the incident or if they are involved in the
    judicial sanction  Federal law limits the sharing of judicial information.

  • Your Residence/Graduate Director has the responsibility to collect and follow-up on all facts
    and circumstances surrounding an incident.

  • Confidentiality by all participants is very important throughout the entire disciplinary process

Why as a CA/HCA am I extremely important in IUP’s disciplinary process!

  • You are the “front line” respondent to incidents.

  • You decide whether or not to confront an incident.

  • You decide whether or not to document an incident.

  • You can either calm or escalate incidents, depending on your approach.

  • You write incident reports and therefore control information flow.

  • You are in the best position to follow up with residents after an incident.

  • You serve as witnesses in judicial proceedings and can impact hearing decisions.

How can I maximize my effectiveness in the area of discipline?

  • Get to know your residents before an incident occurs.

  • Be direct and honest about policies & consequences for violating them at floor meetings.

  • Encourage residents to read the housing license agreement, the student handbook, & “Choices/Changes.”

  • Confront policy violations without demeaning or insulting residents.

  • Ensure that residents know why their behavior was confronted/documented.

  • Talk with residents about an incident, not at them.

  • Explain that the GRD/RD will determine consequences for behavior.

  • Treat information confidentially & avoid gossiping.

  • Trust that your GRD/RD will handle follow up appropriately.

Where does my role as a CA/HCA in discipline end?

Once you’ve confronted an incident and provided information to the resident(s) and your G/RD, it’s time to let your G/RD do her/his job:

  • The G/RD investigates an incident and determines the appropriate response.

  • The G/RD decides if an IRC, a judicial hearing, or no action is warranted.

  • The G/RD or hearing officer only communicates the results of an incident if you are physically victimized or involved in the disciplinary sanction.


INCIDENT REPORT WRITING

How should I write an incident report?

  • Note specifics of the incident including details on "who, what, when, where, and how"

  • Include only factual information & NEVER SPECULATE OR EDITORIALIZE

  • Quote what people say exactly and completely even if the words seem offensive, vulgar, or embarrassing

  • Never offer an opinion on what should happen to the student as a result of the incident

  • Complete all sections on the incident report form and remember to indicate "AM" or "PM" in the time section

  • Limit any notation of student ID numbers to the top of the incident report form.

  • Remember that the accused student is likely to read the incident report and/or obtain a copy

  • Keep all information confidential

If an incident report is poorly written and does not meet the criteria listed above, your supervisor will return it to you and require you to re-write the report.


SAMPLE INCIDENT REPORT WRITTEN CORRECTLY

9-13-08   11:45   PM      a.m.    p.m.
Date of Incident   Time of Incident    
 
XXX Sample Hall
Location of Incident (be specific)

NATURE OF INCIDENT: (Check all that apply)

 Alcohol  Arrest  Assault  Drugs  Facilities
                   
   Health Safety    Medical    Harassment    Noise    Theft
                   
   FYI    Other:  
 
POLICE NOTIFIED:    Yes    No G/RD ON-CALL NOTIFIED:    Yes    No

STUDENT(S) INVOLVED: (Attach additional sheet if necessary)

NAME   ADDRESS   ID# (above I-Card picture)
Adam Ant   234 Sample Hall   (ID# 0000000000000)

DESCRIPTION OF INCIDENT:

On September 13, 2004, while on routine rounds, I , Joanna Blue (RA 2nd fl. Sample Hall), and Bob Brady (RA 7th fl. Sample Hall) heard noise coming from room 234 Sample Hall from the end of the hallway (four doors away).  We went to the room and knocked while identifying ourselves as RAs.  Adam came to the door after about five minutes and we stated that we could hear the music down the hall and that it was 11:45 p.m. and quiet hours were in effect.  Adam turned down the music and I stated that we would be documenting the incident to give to the building director since he had been warned twice before.  Adam said, “whatever.”  I told him that I was willing to discuss the incident after I finished rounds or tomorrow morning.  Adam was compliant throughout the whole incident, although he did not understand why he was being documented.

Joanne Blue/Bob Brady   Date:  9/13/08
Signature of Person Completing Report:
 
   Student

X

 Staff     Other  
 
     
Graduate/Residence Director Signature   Date

 

DISTRIBUTION: One Copy each to G/RD; Associate Director of Res Life, Other G/RD; OSC

 


COMPONENTS OF A SUCCESSFUL CONFRONTATION

As a CA/HCA, what should my goals be for confrontations?

  • To gather factual information

  • To confront behavior(s) quickly and directly

  • To help the resident understand why a change is necessary by providing rationale

  • To decrease inappropriate behavior and increase appropriate behavior

How do I successfully confront an incident?

  • Develop a positive, open relationship with residents before a confrontation is necessary

  • ALWAYS RESPOND to problematic situations/policy violations

  • Be assertive, not aggressive or passive

  • Be aware of your feelings & keep them in check or find another staff member to handle the situation

  • Be clear, honest, direct, and non-judgmental

  • Be specific when defining the problem/issue

  • Deal with present behaviors only, not past behaviors

  • Never make a deal with a student

  • Confront individuals (not groups) by isolating a key person

  • Focus attention on behaviors, not personality, values, or other personal characteristics

  • Request assistance as necessary (other RAs, HRA, RSAs, G/RDs, etc.)

  • NEVER swear, yell, make accusations or threats, adopt an aggressive attitude or otherwise escalate the problem


Filing a Personnel Complaint at the Indiana Borough Police Department

IUP supports your right to be treated fairly in our community so that you are able to focus on achieving personal and academic success.  This includes promoting an off campus environment in which you feel safe and secure and where you are treated fairly and ethically by local authorities.

IUP and the Indiana Borough police department have developed a process by which you, as a student, are able to voice your concerns and issues directly to William Sutton, Indiana Borough Chief of Police.  Complaints are submitted to the Office of Student Conduct, 307 Pratt Hall, and are forwarded to Chief Sutton for his investigation and response.  Follow this link for more information.

Correspondence regarding this site should be sent to its maintainer, Debbie Butler, <debutler@iup.edu> . Please see IUP's statement regarding pages that do not officially represent the university.